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Home/Pulse/SEC Enforcement Actions

SEC Enforcement Actions

Enforcement actions announced by the U.S. Securities and Exchange Commission, updated daily from the SEC press feed.

Updated 2026-09-08

Date Announcement
2026-09-01 SEC Charges San Francisco Bay Area Private Fund Executives with Multimillion Dollar Ponzi-Like Scheme
2026-08-27 SEC: 38 Entities Feigned Legitimacy as U.S. Advisers Through False Filings to Lure Retail Investors
2026-08-18 SEC Charges Former Executives With Fraud in Connection With $1.9 Billion Collapse of Subprime Auto Lender Tricolor
2026-08-14 SEC Charges Boiler Room Operator and Three Entities with Defrauding Retail Investors in $74 Million Pre-IPO Investment Scam
2026-08-13 SEC Charges Toms River Trio in Connection with Alleged $47 Million Fraud Targeting Orthodox Jewish Communities
2026-08-10 SEC Charges Private Fund Adviser Adit Ventures Management, Its CEO and Affiliated General Partners in Alleged Fraud

What changed

  • 2026-09-08: First publication. Table seeded with the current enforcement actions in the SEC press feed.

Compiled from public sources; every announcement links to the SEC press release. Enforcement actions carry allegations that are unproven and may be denied; see the SEC order for the formal language.

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