SEC Enforcement Actions

Enforcement actions announced by the U.S. Securities and Exchange Commission, updated daily from the SEC press feed.

Updated 2026-10-20

Date	Announcement
2026-10-05	SEC Coordinates with Global Financial Regulators to Raise Fraud Awareness During World Investor Week
2026-09-30	SEC Charges Meyer Global Management and Its CEO With Defrauding Retail Investors in Private Funds That Held Interests in SpaceX and Other Pre-IPO Securities
2026-09-30	SEC Charges Two Individuals With Orchestrating Fraud Scheme That Targeted Veterans
2026-09-29	SEC Charges Multiple Entities in Fraud Schemes Totaling at Least $15 Million That Used WhatsApp and Other Platforms to Lure Investors
2026-09-28	SEC Charges Registered Investment Adviser Zoe Financial for Failure to Disclose Conflict of Interest
2026-09-23	SEC Charges South Florida Resident and His Company for Alleged Investment Scheme Defrauding Law Enforcement
2026-09-10	SEC Charges Founder and His Two New Jersey-Based Companies in Alleged $16 Million Ponzi Scheme
2026-09-01	SEC Charges San Francisco Bay Area Private Fund Executives with Multimillion Dollar Ponzi-Like Scheme
2026-08-27	SEC: 38 Entities Feigned Legitimacy as U.S. Advisers Through False Filings to Lure Retail Investors
2026-08-18	SEC Charges Former Executives With Fraud in Connection With $1.9 Billion Collapse of Subprime Auto Lender Tricolor
2026-08-14	SEC Charges Boiler Room Operator and Three Entities with Defrauding Retail Investors in $74 Million Pre-IPO Investment Scam
2026-08-13	SEC Charges Toms River Trio in Connection with Alleged $47 Million Fraud Targeting Orthodox Jewish Communities
2026-08-10	SEC Charges Private Fund Adviser Adit Ventures Management, Its CEO and Affiliated General Partners in Alleged Fraud

What changed

2026-09-24: New action (2026-09-23): SEC Charges South Florida Resident and His Company for Alleged Investment Scheme Defrauding Law Enforcement
2026-09-28: New action (2026-09-28): SEC Charges Registered Investment Adviser Zoe Financial for Failure to Disclose Conflict of Interest
2026-09-29: New action (2026-09-29): SEC Charges Multiple Entities in Fraud Schemes Totaling at Least $15 Million That Used WhatsApp and Other Platforms to Lure Investors
2026-09-30: New action (2026-09-30): SEC Charges Meyer Global Management and Its CEO With Defrauding Retail Investors in Private Funds That Held Interests in SpaceX and Other Pre-IPO Securities
2026-09-30: New action (2026-09-30): SEC Charges Two Individuals With Orchestrating Fraud Scheme That Targeted Veterans
2026-10-20: New action (2026-10-05): SEC Coordinates with Global Financial Regulators to Raise Fraud Awareness During World Investor Week

Compiled from public sources; every announcement links to the SEC press release. Enforcement actions carry allegations that are unproven and may be denied; see the SEC order for the formal language.